legal
advisors
regulatory & compliance

WAAM secures industry best advisory practice by calling upon the services of leaders in their respective professional fields.

advisors

legal advisors

ENSafrica
Fluxmans Attorneys
Werksmans Attorneys
Walkers Attorneys
Du Pont Partners

tax advisors

Werksmans
BDO South Africa Incorporated
Renmere

compliance officer

Compli-Serve

fund administrators

SANNE Group
Stonehage Flemming Corporate Services Bellerive Trust Limited

prime broker

Peregrine

auditors

BDO South Africa Incorporated
Apex Partners
Bracken Rothwell

custodians

Apex Partners

regulatory & compliance

We value the reputation we have earned as a company that adheres to the highest ethical standards and governance best practice.

westbrooke alternative asset management

Westbrooke Alternative Asset Management is authorised and regulated in South Africa by the Financial Services Board (no. 46750) and is the holder of FAIS category 1, 2 and 2A licences. Westbrooke Alternative Asset Management is a member of the South African Venture Capital and Private Equity Association. Westbrooke Alternative Asset Management has sufficient professional indemnity cover as required by the Financial Advisory and Intermediary Services Act 37 of 2002.

section 12J

See below a list of our current S12J entities and their respective regulatory details. These entities are authorised to render investments of a discretionary nature, including investments governed by Section 12(J) of the South African Income Tax Act, 1962 (Act 58 of 1962). WAAM is appointed as the investment manager to render financial services in connection with the below S12J entities.

Strategy Entity Product Location FSP Licence Category FSP No. VCC No.
Westbrooke Alto Alto 2018 S12J Local Cat 2 48805 VCC-0082
Westbrooke Aria Aria 2016 / 2017 S12J Local Cat 2 45753 VCC-0014
Westbrooke Aria Aria 2018 S12J Local Cat 2 48672 VCC-0080
Westbrooke Aria Aria 2019 S12J Local Cat 1 49642 VCC-0142
Westbrooke Aria Aria 2020 S12J Local Cat 1 50271 VCC-0183
Westbrooke Aria Aria 2021 S12J Local Cat 1 50373 VCC-0200
Westbrooke Aria Aria 2022 S12J Local Cat 1 50223 VCC-0199
Westbrooke Aria Plus Aria Plus 2019 S12J Local Cat 1 49644 VCC-0144
Westbrooke Aria Plus Aria Plus 2020 S12J Local Cat 1 50222 VCC-0184
Westbrooke Host Host 2019 S12J Local Cat 1 49641 VCC-0145
Westbrooke Stac Stac 2018 S12J Local Cat 2 48756 VCC-0081
Westbrooke Stac Stac 2019 S12J Local Cat 1 49640 VCC-0143
Westbrooke Stac Stac 2020 S12J Local Cat 1 50224 VCC-0182
Westbrooke Stac Preferred Stac Preferred S12J Local Cat 1 50378 VCC-0202
Westbrooke Capital Hospitality WCH 2016 / 2017 / 2018 S12J Local Cat 2 46462 VCC-0026

regulatory & compliance

waam usa residential

WAAM US Residential Limited is registered in the British Virgin Islands under number 45727 and has a registered office at Woodbourne Hall, PO Box 3162, Road Town, Tortola. The director of the company is Woodbourne Corporation (BVI) Limited.

westbrooke tovia mobile home park fund limited

A BVI business company recognised as a private investment fund by the BVI Financial Services Commission with company number 2049945. The fund has been established and is recognised as a private investment fund under the British Virgin Islands Securities and Investment Business Act 2010 (as amended) (SIBA) and the Private Investment Funds Regulations, 2019 of the British Virgin Islands (the PIF Regulations).

westbrooke yield plus plc

The Company (registered number 124592) is an open-ended public limited company incorporated with limited liability in Jersey on 29 August 2017.

The Company was registered in Jersey as a Jersey Private Fund and was issued with a consent pursuant to the Control of Borrowing (Jersey) Order 1958 in accordance with the Jersey Private Fund Guide, on 03 October 2017. The Company subsequently converted to a Jersey Expert Fund pursuant to the Expert Fund Guide and has been issued with a fund certificate pursuant to the CIF Law. The registered office of the company is IFC 5, St. Helier, Jersey, JE1 1st.

westbrooke private capital s.a.r.l

A Luxembourg Securitisation Vehicle registered at 3A, Val Ste Croix, L-1371 Luxembourg.

westbrooke rhythm

The Company (registered number 125202) was incorporated as a private company with limited liability in Jersey under the Law. The Company has been established as a close- ended company and has a registered office at No2 The Forum, Grenville Street, St Helier, Jersey.

westbrooke argo last mile

The company was registered in the Island of Guernsey under number 68049 on 24t August 2020. The company is a non- cellular company within the meaning of section 2(1)(c) of the Companies (Guernsey) Law 2008 (“the Companies Law”).

compliance

We value the reputation we have earned as a company that adheres to the highest ethical standards and best practice.

stay in the know

sign up for the latest westbrooke investment news & opportunities!

KEEP ME INFORMED