Legal

Advisors

WAAM secures industry best advisory practice by calling upon the services of leaders in their respective professional fields.

Legal Advisors

ENS
Fluxmans
Werksmans

Tax Advisors

Werksmans
Grant Thornton

Compliance Officer

Compli-Serve

Fund Administrators

IDS / SANNE Group
Prescient Fund Services

Prime Broker

Peregrine

Auditors

BDO South Africa Incorporated

Regulatory & Compliance

We value the reputation we have earned as a company that adheres to the highest ethical standards and best practice.

westbrooke alternative
asset management

WAAM is authorised and regulated in South Africa by the Financial Services Board (no. 46750) and is the holder of FAIS category 1, 2 and 2A licences. WAAM is a member of the South African Venture Capital and Private Equity Association.

westbrooke special
opportunities

WAAM is appointed as the investment manager to render financial services in connection with the Westbrooke Special Opportunities SNN QI Hedge Fund.

westbrooke aria

Westbrooke Alternative Rental Income Assets Limited (hereinafter referred to as ‘Westbrooke Aria’) is the holder of a FAIS category II license, under license number 45753, and is authorised to render investments of a discretionary nature, including investments governed by Section 12(J) of the South African Income Tax Act, 1962 (Act 58 of 1962), under reference number VCC-0014. Westbrooke Aria has sufficient professional indemnity cover as required by the Financial Advisory and Intermediary Services Act 37 of 2002.

westbrooke ARIA 2018

Westbrooke ARIA 2018 (hereinafter referred to as ‘Aria 2018’) is the holder of a FAIS category II license, under license number 48672, and is authorised to render investments of a discretionary nature, including investments governed by Section 12(J) of the South African Income Tax Act, 1962 (Act 58 of 1962), under reference number VCC-0080. Aria 2018 has sufficient professional indemnity cover as required by the Financial Advisory and Intermediary Services Act 37 of 2002.

westbrooke ARIA 2019

Westbrooke ARIA 2019 (hereinafter referred to as ‘Aria 2019’) is the holder of a FAIS category II license, under license number 49642, and is authorised to render investments of a discretionary nature, including investments governed by Section 12(J) of the South African Income Tax Act, 1962 (Act 58 of 1962), under reference number VCC-0142. Aria 2019 has sufficient professional indemnity cover as required by the Financial Advisory and Intermediary Services Act 37 of 2002.

westbrooke ARIA 2020

Westbrooke ARIA 2020 (hereinafter referred to as ‘Aria 2020’) is the holder of a FAIS category II license, under license number 50271, and is authorised to render investments of a discretionary nature, including investments governed by Section 12(J) of the South African Income Tax Act, 1962 (Act 58 of 1962), under reference number VCC-0183. Aria 2020 has sufficient professional indemnity cover as required by the Financial Advisory and Intermediary Services Act 37 of 2002.

westbrooke ARIA PLUS 2019

Westbrooke ARIA Plus 2019 (hereinafter referred to as ‘Aria Plus 2019’) is the holder of a FAIS category II license, under license number 49644, and is authorised to render investments of a discretionary nature, including investments governed by Section 12(J) of the South African Income Tax Act, 1962 (Act 58 of 1962), under reference number VCC-0144. Aria Plus 2019 has sufficient professional indemnity cover as required by the Financial Advisory and Intermediary Services Act 37 of 2002.

westbrooke ARIA PLUS 2020

Westbrooke ARIA Plus 2020 (hereinafter referred to as ‘Aria Plus 2020’) is the holder of a FAIS category II license, under license number 50222, and is authorised to render investments of a discretionary nature, including investments governed by Section 12(J) of the South African Income Tax Act, 1962 (Act 58 of 1962), under reference number VCC-0184. Aria Plus 2020 has sufficient professional indemnity cover as required by the Financial Advisory and Intermediary Services Act 37 of 2002.

westbrooke host

Westbrooke HOST (hereinafter referred to as ‘Host’) is the holder of a FAIS category II license, under license number 49641, and is authorised to render investments of a discretionary nature, including investments governed by Section 12(J) of the South African Income Tax Act, 1962 (Act 58 of 1962), under reference number VCC-0145. Host has sufficient professional indemnity cover as required by the Financial Advisory and Intermediary Services Act 37 of 2002.

westbrooke stac

Westbrooke Stac (hereinafter referred to as ‘Stac’) is the holder of a FAIS category II license, under license number 48756, and is authorised to render investments of a discretionary nature, including investments governed by Section 12(J) of the South African Income Tax Act, 1962 (Act 58 of 1962), under reference number VCC-0081. Stac has sufficient professional indemnity cover as required by the Financial Advisory and Intermediary Services Act 37 of 2002.

westbrooke stac 2019

Westbrooke Stac (hereinafter referred to as ‘Stac 2019’) is the holder of a FAIS category II license, under license number 49640, and is authorised to render investments of a discretionary nature, including investments governed by Section 12(J) of the South African Income Tax Act, 1962 (Act 58 of 1962), under reference number VCC-0143. Stac 2019 has sufficient professional indemnity cover as required by the Financial Advisory and Intermediary Services Act 37 of 2002.

westbrooke stac 2020

Westbrooke Stac (hereinafter referred to as ‘Stac 2020’) is the holder of a FAIS category II license, under license number 50224, and is authorised to render investments of a discretionary nature, including investments governed by Section 12(J) of the South African Income Tax Act, 1962 (Act 58 of 1962), under reference number VCC-0182. Stac 2020 has sufficient professional indemnity cover as required by the Financial Advisory and Intermediary Services Act 37 of 2002.

westbrooke alto

Westbrooke Alto (hereinafter referred to as ‘Alto’) is the holder of a FAIS category II license, under license number 48805, and is authorised to render investments of a discretionary nature, including investments governed by Section 12(J) of the South African Income Tax Act, 1962 (Act 58 of 1962), under reference number VCC-0082. Alto has sufficient professional indemnity cover as required by the Financial Advisory and Intermediary Services Act 37 of 2002.

westbrooke capital hospitality

Westbrooke Capital Hospitality (hereinafter referred to as ‘WCH’) is the holder of a FAIS category II license, under license number 46462, and is authorised to render investments of a discretionary nature, including investments governed by Section 12(J) of the South African Income Tax Act, 1962 (Act 58 of 1962), under reference number VCC-0026. WCH has sufficient professional indemnity cover as required by the Financial Advisory and Intermediary Services Act 37 of 2002.

WAAM US residential

WAAM US Residential Limited is registered in the British Virgin Islands under number 45727 and has a registered office at Woodbourne Hall, PO Box 3162, Road Town, Tortola. The director of the company is Woodbourne Corporation (BVI) Limited.

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